Back to CAASA Connect Securities & Regulatory Disclaimers • Updated September 2026

Securities & Regulatory Disclaimers

Canadian & International Investment Regulatory Compliance

1. No Offer, Recommendation, or Solicitation

The content, marketplace profiles, virtual data rooms (VDRs), and deal sheets accessible on CAASA Connect are provided for informational and networking purposes solely among accredited investors and authorized institutional participants. Nothing contained herein constitutes an offer to sell, or a solicitation of an offer to buy, any security, financial product, or investment instrument in Canada, the United States, or any other jurisdiction.

2. Accredited Investor / Qualified Purchaser Requirement

Private funds, venture syndications, and alternative asset opportunities featured on the Platform rely on private placement exemptions (such as National Instrument 45-106 in Canada and Regulation D in the United States). Members accessing deal data acknowledge that they qualify as "accredited investors," "permitted clients," or "qualified purchasers" under the securities regulations of their respective jurisdictions.

3. Independent Due Diligence & Professional Advice

Past performance is no guarantee of future returns. Investments in alternative assets, private equity, hedge funds, real estate, and venture debt carry significant risks, including liquidity constraints, illiquidity, and total loss of capital. CAASA does not review, audit, verify, or guarantee the accuracy or completeness of any member-submitted materials. All participants must conduct their own independent due diligence and consult their own legal, tax, accounting, and financial advisors prior to executing any transaction.

4. Virtual Data Rooms (VDR) & Non-Disclosure Agreements

Access to proprietary deal documentation, fund presentations, and investor materials may require execution of a separate Non-Disclosure Agreement (NDA) with the presenting fund manager. Breach of VDR terms or unauthorized dissemination of confidential offering memoranda may result in civil liability and immediate platform termination.